An investment manager is a person or organization that makes investment decisions about portfolios of securities on behalf of clients under the investment objectives and parameters the client has defined. An investment manager may handle all activities associated with the management of client portfolios, from day-to-day buying and selling of securities to portfolio monitoring, transaction settlement, performance measurement, and regulatory and client reporting. We have added Investment Manager to the Wealth Management platform so that you can more easily track the Investment Managers you work with, including using our new Due Diligence tools to track key, and even required information about your partners.
Creating New Investment Managers
The main way to create an Investment Manager is to go to Menu > Investment Manager > +New
From here, you enter the requested and required information about the Investment Manager.
What's in an Investment Manager?
Summary
- General
- Name
- Investment Manager Status
- Date of Incorporation or Formation
- Intend/Have Filed Form 13F for current calendar year
- Is the company listed on any stock exchange or other securities?
- AUM
- Use of Placement Agent
- Name of Placement Agent
- Interested Parties
- Custodian
- Prime Broker
- Legal Advisor
- Administrator
- Auditor
- Activities Plus
- People
- Investment Team
- Leadership
- Investment Vehicles
Due Diligence
- Regulatory Body that Supervises Firm
- Registration No.
- Performance fees for portfolios?
- Company
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